SEC Charges Investment Adviser and Principal in Abusive Naked Short Selling Scheme
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - June 12, 2023) - The Securities and Exchange Commission today charged investment adviser Sabby Management LLC and its managing partner, Hal D. Mintz, with fraud in connection with a long running scheme involving misrepresentations and violations of rules for short selling and order making, as well as...
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