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SEC Adopts Rules for the Registration and Regulation of Security-Based Swap Execution Facilities

  • Written by Newsfile

Washington, D.C.--(Newsfile Corp. - November 2, 2023) - The Securities and Exchange Commission today adopted new Regulation SE under the Securities Exchange Act of 1934 to create a regime for the registration and regulation of security-based swap execution facilities (SBSEFs). The new regulatory framework was required under Title...

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