Fund Administrator Charged For Missing Red Flags
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - August 7, 2023) - The Securities and Exchange Commission today announced settled charges against Theorem Fund Services LLC (TFS), a fund administrator based in Boca Raton, Florida, for failing to respond to red flags relating to a fraud against a private fund and its investors.
According to the SEC’s order,...

