SEC Charges Investment Adviser and Others With Defrauding Over 17,000 Retail Investors
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - February 4, 2021) - The Securities and Exchange Commission today charged three individuals and their affiliated entities with running a Ponzi-like scheme that raised over $1.7 billion from securities issued by a New York-based asset management firm and registered investment adviser, GPB Capital. The SEC...
Read more: SEC Charges Investment Adviser and Others With Defrauding Over 17,000 Retail Investors

